Heartland Compliance Advisors provides seasoned, practical regulatory support to investment advisers and broker-dealers, and managers of public and private funds. Founded by industry veteran John Blevins, Heartland combines decades of global compliance experience with a grounded, approachable style that meets firms where they are. Our mission is to simplify complex regulatory requirements, reduce risk, and deliver clear solutions that help firms operate confidently and stay ahead of exams, filings, and evolving expectations.

Heartland’s services include advertising and marketing reviews, AML testing, outsourced CCO support, regulatory filings, exam preparation and remediation, GIPS assistance, policy and procedure development, training, and adviser, broker-dealer, and fund registration. We work closely with firm leadership to evaluate risks, strengthen controls, and streamline compliance operations while preserving each organization’s culture and goals. Whether resolving discrete issues or building a full compliance program, Heartland serves as a trusted partner dedicated to providing peace of mind, practical guidance, and a strong regulatory foundation.