Firm compliance software
Firm compliance software to manage your firm's compliance obligations, policies, and workflows in one place, with less manual work and a clear record of what's been done.
Nothing falls through the cracks
Schedule recurring compliance obligations, assign owners, and track deadlines in one calendar. Get reminders before tasks are due and see what's overdue.
- A pre-built calendar, adjusted to your program
- Reminders before anything is due
- Overdue work flagged automatically
- Views by team
Less busywork, more judgment
GreenboardGo drafts findings using the trades, attestations, and communications already in Greenboard. Your team reviews and signs off before anything is finalized.
- GreenboardGo drafting inside any workflow
- Drafts grounded in your firm's own records
- Human sign-off on every draft
- Pulls from trades, attestations, and messages already in Greenboard
One source of truth for every policy
Everyone works from the same policies, so nobody acts on an old version.
- Every version kept
- Acknowledgments tracked
- Policies behind attestations, forms, and Go's answers
- Visibility by group
Build the workflows your firm needs
Create custom forms and logs for complaints, trade errors, and other compliance processes without writing code. Set your own fields, statuses, and approval rules.
- Forms and logs built without code
- Fields and statuses you define
- Routine requests approved by rule
- Logs ready to export
Evidence that writes itself
Every attestation, approval, and workflow leaves an audit trail as the work happens, with signed records and activity history ready for exams.
- Signed records for workflows, attestations, and approvals
- Who did what and when
- Run history for every workflow
- Ready to export for exams
Also included
- Compliance calendar
- Annual review and testing
- Policy library with versions
- Attestation campaigns
- Forms and requests builder
- Custom compliance logs
- Information barriers between teams
- Signed, exam-ready records
Software built for a culture of compliance.
- 07
Filings
U4 data, ADV Part 2B supplements, and 13F reports, prepared from data you already have.
Explore Filings - 08
Third-party diligence
Vendor diligence with Go doing the research and a risk narrative you can stand behind.
Explore Third-party diligence - 09
Command center
Run every client firm or entity from one console, and push your program to all of them.
Explore Command center
Built for AI-native compliance teams.
See how your program runs on one system. Implementation is measured in weeks, not quarters.