Greenboard vs. Orion Compliance: A compliance platform built only for compliance
See why firms choose Greenboard over Orion Compliance: policy automation, AI-powered marketing review and communications archiving from a company focused entirely on compliance.
Automation everywhere
That's GreenboardGo.
GreenboardGo is built into every Greenboard workflow, not added on top. It answers routine policy questions, triages what's urgent, and drafts tasks so owners only have to review and approve them. Judgment calls go to the person responsible for them. Go handles the busywork, and your people make the decisions.
One system of action
Independence from fragmented tools.
It works with whichever portfolio and CRM tools you already use. Greenboard brings your program together on a fully configurable platform, built on WORM-based recordkeeping designed to meet SEC 17a-4 requirements:
- 88%
- of customers retired at least one legacy tool1
- 99.14%
- fewer e-communications false positives2
- 7 seconds
- average marketing review turnaround3
- 1Based on sampled onboarding data of customers consolidating systems into Greenboard. Results may vary.
- 2Based on supervision reports across a sample of customers. Results may vary by communication volume, lexicon setup, and firm size.
- 3Based on sampled user sessions over the past 12 months. Results may vary by content complexity, firm setup, and reviewer availability.
A modern compliance platform your team will love
We build with the end user in mind, merging human-first design with broad feature functionality and AI assistance, allowing our clients to stay exam ready at every step.
A culture of compliance only happens when people actually use the tool. Every Greenboard workflow is designed to take friction out of the process for advisors, traders, and employees, not just the CCO.
AI suggests policy language as regulations change, so your manuals are never stale, and an AI-powered calendar keeps every obligation on schedule.
Employee brokerage accounts connect through direct integrations, the CFPB 1033 API, or AI-powered document processing, and the trade blotter builds itself.
Marketing review averages seven seconds, checks against SEC marketing rules and FINRA advertising standards, and verifies that every required disclosure is present and accurate.
Email, text, social and chat are archived and screened with lexicon rules, random sampling and AI, in the same system.
Exam-ready by default
An exam request becomes a query, not a fire drill.
Every judgment call goes to a human, and every AI action is recorded: what Go surfaced, who reviewed it, what they decided, and when. When an examiner asks how you got there, the answer is already in the record.
Greenboard is SOC 2 Type II compliant. Our security controls and full subprocessor list are published at trust.greenboard.com.
Why Greenboard
Built by a product and engineering company, first.
We invest where it counts: in the platform your team uses every day. That means one system, one record, and a product that gets better with every release.
Book a demoIn their words
“Whatever we came up with for marketing reviews, it had to move as fast as the content creators moved.”
- 24 hrs
- Weekly time saved on marketing review
- 70+
- Greenboard users
- 20%
- MoM headcount growth enabled
Bring your program. We'll show you the exam file.
Send us your policies, communications, and trade data. We'll run them through Greenboard and show you what your program looks like on one system.
Backed by Base10 Partners, General Catalyst, and Y Combinator