Overview
All-in-One Compliance OS
Retire point solutions and run archiving, marketing, trading, and employee oversight on one AI-powered platform built for advisors. ​
Automated Vendor Diligence
AI gathers SOC 2s, sanctions data, and breach history, then scores vendor risk in a single report.
Comprehenisve Archiving
Every communication, action, comment, and approval is captured in a WORM-compliant archive you can export easily.
Portfolio-Speed Surveillance
Best-in-class trade ingestion surfaces front-running or restricted-list violations rapdily.
Seamless Broker Feeds
Connect brokerage accounts instantly via CFPB 1033 APIs and eliminate manual statement uploads.
Future-proof architecture
Continuous platform updates keep you ahead of new SEC rules—no disruptive migrations ever again.