Greenboard Guidance
Insights on SEC and FINRA compliance, regulatory technology, and best practices for financial institutions from the Greenboard team.
16 articles
AnnouncementGreenboard Launches GreenboardGo2.0, the First AI Harness Built for SEC & FINRA Compliance
GreenboardGo2.0 is the first AI harness built for compliance teams: ask, configure and automate any part of the compliance program from one place, with every step on a WORM-based, 17a-4 compliant record.Read the article
PodcastCan AI Run Your Compliance? Dave Feldman on the Advicers Founder Feature
I joined Joe Moss for the first Advicers Founder Feature to talk about how Greenboard started, what an AI harness is, and to demo GreenboardGo2.0 live.Listen to the episode
Company newsModern Compliance, Modern Input: Greenboard's Customer Advisory Board
Greenboard was built on a foundational premise—compliance should be a growth enabler, not a bottleneck.Read the article
AnnouncementGreenboard Raises $20M to Make Everyone a Compliance Champion
New funding and the launch of GreenboardGo mark the next phase of compliance operations, where employees can access policy-grounded guidance instantly while compliance teams remain fully in control.Read the article
Thought leadershipAI in Securities Compliance: The Architecture Behind the Marketing Pitch
Every vendor says they have AI. Here’s how to tell what they actually built.Read the article
Thought leadershipThe System of Action: A New Operating Model for Securities Compliance
Before Greenboard, I was a product manager at Guideline, where I led the team that built end-to-end automation for tens of thousands of Form 5500 filings, then partnered with Legal and Compliance on a major ERISA-mandated effort to update our 401(k) plan documents.Read the article
Thought leadershipWhy Compliance Becomes a Bottleneck in Financial Firms
Walk into almost any financial firm and you'll see the same pattern: compliance lives with a small group, and everyone else works around it.Read the article
AnnouncementHow Greenboard and Kroll Help Investment Advisors Unify Compliance
Compliance teams don’t struggle because they lack guidance. They struggle because that guidance is hard to execute at volume, in realtime, under ever-changing regulatory updates and scrutiny.Read the article
Company newsGreenboard Earns the Highest Rating in the 2026 T3 Software Survey
Every year, the T3/Inside Information Software Survey asks financial advisors to rate the technology they use to run their firms.Read the article
Thought leadershipWhy Cybersecurity Has Become a Core Compliance Risk
Cybersecurity has climbed to the top of every executive agenda, and with good reason.Read the article
PodcastThe Trust Podcast Episode 3: Ed Schembor
In this episode of The Trust Podcast, Greenboard Cofounders Dave Feldman (CEO) and Ed Schembor (CTO) go deep on why they built Greenboard and how they're rethinking the future of financial compliance software.Listen to the episode
PodcastThe Trust Podcast Episode 1: Michael Kitces
Throughout our journey founding Greenboard my co-founder Ed and I have mostly found ourselves neck deep solving compliance problems for financial institutions by using technology in new ways.Listen to the episode
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