Announcing the first AI harness for securities compliance

GreenboardGo 2.0

The first AI harness built for SEC and FINRA compliance

GreenboardGo 2.0 runs across the whole Greenboard platform, so compliance teams can ask, configure and automate any part of their program from one place, with every step written to a WORM-based, 17a-4 compliant record. It also works where teams do: in Slack, Teams, Claude and ChatGPT.

Read the announcement
All products

Employee compliance software

Employee compliance software that makes attestations, disclosures, and personal trading easier to manage, with flexible workflows built around your firm's policies.

01

Attestations people finish

Employees know what they need to complete, and your compliance team can track progress, see what's outstanding, and send reminders without chasing people down.

  • Policy review, holdings, outside activities, gifts, and contributions
  • Onboarding, quarterly, and annual attestations
  • Ready-made modules, plus your own
  • Holdings pre-filled from connected accounts
02

Brokerage accounts that stay in sync

Employees connect their brokerage accounts once. Holdings and transactions sync automatically, so your team spends less time chasing statements.

  • More than 7,000 supported brokerages
  • Holdings and transactions synced automatically
  • Statement upload as a fallback
  • Household accounts included
03

Social and messaging accounts, connected

Social and messaging accounts link in a few steps, without IT tickets or manual exports. Your compliance team controls which platforms are allowed and can see what’s connected.

  • WhatsApp and Telegram
  • LinkedIn, Instagram, and Facebook
  • Any other platform you approve
  • Connected accounts for every employee, at a glance
04

Automated pre-clearance, without the back-and-forth

Set your approval rules, and Greenboard automatically clears routine requests that meet them. Your compliance team can focus on the ones that need a closer look.

  • Ready-made request types, plus your own
  • Relevant policies shown on every request
  • Approval rules you control
  • Full history of every request
05

Policy questions, answered on the spot

Employees can ask GreenboardGo about your firm's policies and get answers without waiting on compliance. Anything that needs a closer look gets sent to your team with a summary.

  • Sources cited on every reply
  • Requests filed for them, several at once
  • Handoffs to your team with a summary
  • Also available in Slack and Teams
06

Every disclosure, on the record

Each report employees make becomes a record you can show regulators and auditors, and GreenboardGo can answer questions across all of it, without a spreadsheet.

  • A signed record of every attestation
  • Gifts, outside activities, and contributions in one place
  • Ask Go who's close to a gift limit
  • Ask Go which relationships come up most

Also included

  • Code of Ethics attestations
  • Onboarding tasks for new hires
  • Policy acknowledgments
  • Personal trade pre-clearance
  • Gifts and entertainment
  • Outside business activities
  • Political contributions and pay-to-play
  • Private investments and IPOs
  • Continuing education tracking
  • Employee social and messaging accounts
  • Personal trading surveillance, with Trade Compliance

Software built for a culture of compliance.

All products

Built for AI-native compliance teams.

See how your program runs on one system. Implementation is measured in weeks, not quarters.