Overview
Omnichannel WORM Archiving
Capture email, SMS, WhatsApp, LinkedIn, Teams, and more in immutable storage that satisfies SEC 17a-4.
Advertising Rule Engine
Pre-review videos, social posts, and PDFs against Rules 2210–2215 with automated disclosure prompts.
All-in-One Compliance OS
Retire point solutions and run archiving, marketing, trading, and employee oversight on one AI-powered platform built for broker dealers.
Automated Vendor Diligence
AI extracts info from SOC 2s and breach history, and public domain sources then scores vendor risk in a single report.
Seamless Broker Feeds
Connect brokerage accounts instantly via CFPB 1033 APIs and eliminate manual statement uploads.
Future-proof architecture
Continuous platform updates keep you ahead of FINRA rules—no disruptive migrations ever again.