Adam Langley provides compliance and operations support to SEC-registered investment advisers, private fund managers, and registered investment companies. Services range from outsourced CCO services and supplemental support for compliance teams to targeted assistance with complex regulatory, governance, and operational matters.

Adam is a compliance and operations executive who has served as CCO, COO, and President of a multi-billion-dollar registered funds complex. He brings more than 20 years of hands-on experience working with investment advisers and the boards of mutual funds, ETFs, interval funds, and listed closed-end funds. His expertise will help ensure your compliance program passes regulatory scrutiny, so you can focus on serving your clients and investors.

Services include:

·       Outsourced CCO services;

·       SEC registration;

·       Fund launches and reorganizations;

·       Compliance program design, administration, and testing;

·       Review or creation of policies and procedures;

·       Regulatory filings;

·       Annual compliance program reviews and risk assessments;

·       SEC examination support;

·       Advertising review;

·       15(c) responses and other board reporting;

·       And any other compliance project you can think of!

Clients work directly with Adam as principal throughout every engagement, ensuring consistent senior-level attention and preserving continuity and institutional knowledge. Whether they need an outsourced CCO, additional capacity for an internal compliance team, or experienced leadership for a defined project, clients receive direct, pragmatic support tailored to their business.