True West is a compliance and operations partner for firms pursuing or operating as independent RIAs. We shoulder the day-to-day demands of running an advisory business so advisers can focus on client relationships and portfolios. Our work targets the areas that matter most: compliance, cybersecurity, technology, marketing, personnel, and financial performance. When firms need additional expertise, we help them with our services or outsource to close skill gaps.

Our approach is simple: we listen. Every engagement is tailored to the firm’s priorities and delivered with logic and pragmatism. We educate, consult, and execute so each firm builds a stronger, more resilient operation.

True West delivers integrated services that unify compliance with IT governance, cybersecurity readiness, and financial operations. By aligning these essential functions under one partner, we eliminate disconnects between regulatory requirements and the systems that support them—creating a seamless, exam-ready, and scalable operating environment.

Core offerings include RIA and private fund compliance, registrations, customized policies and procedures, regulatory filings, risk assessments, training, marketing rule reviews, regulatory exam management, and annual reviews, along with IT, cybersecurity, vendor oversight, and financial operations support.

Our ethos reflects the Code of the West—courage, optimism, hard work, and keeping our word. With True West, partners navigate operations and compliance with clarity and confidence.