Adroit Compliance is a boutique consulting firm that provides practical, right-sized compliance solutions for small and mid-sized registered investment advisers. Recognizing that every advisory firm operates differently, Adroit offers service options designed to meet each firm's specific needs. Services are tailored to address the firm's applicable regulatory requirements and compliance risks, while streamlining processes to make compliance easier to manage.

Adroit’s approach blends consulting expertise with technology-supported workflows, helping firms maintain consistent records, audit-ready documentation, and a predictable compliance cadence throughout the year. Advisers who prefer a hands-on approach can manage their own technology workflows with Adroit on standby for support. Those who want a more outsourced model can rely on Adroit to manage more of the technology and oversight on their behalf.

Adroit serves both SEC- and state-registered advisers, supporting core obligations such as registration filings, annual updates, policies and procedures, ongoing monitoring, and examination readiness. Services are offered in structured packages with hourly, fixed-fee, and blended pricing options, giving advisers flexibility in how they engage services. Advisers can choose what to outsource and how much support they need, allowing them greater control of their compliance budget while gaining a predictable compliance framework.

Adroit’s name reflects its philosophy: to serve clients skillfully, resourcefully, and fairly. From initial registration filings to ongoing support, Adroit empowers advisers to navigate compliance confidently knowing they have the support they need when they need it.