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Compliance Services

Adviser Compliance Consulting (ACC)

ACC delivers proactive, tech-enabled compliance solutions for investment advisers and funds, combining deep regulatory expertise with AI-powered automation.

Adviser Compliance Consulting (ACC) is a trusted compliance consulting firm serving the global investment management community. With decades of regulatory experience, ACC delivers proactive, high-touch compliance solutions tailored to registered investment advisers, hedge funds, private funds, investment companies, private equity firms, and CFTC-registered advisers. The firm’s seasoned team—comprising former regulators, CCOs, auditors, and industry executives—brings unparalleled insight to every engagement. With a 90 percent client retention rate and a reputation for responsiveness and precision, ACC has become the partner of choice for firms seeking dependable, results-oriented compliance expertise.

ACC’s suite of services includes outsourced and deputy CCO support, new adviser onboarding, mock SEC and NFA exams, CFTC compliance management, and ongoing program oversight. Whether providing ad hoc guidance or fully managing compliance operations, ACC helps clients navigate complex regulatory environments with clarity and confidence. The firm’s commitment to consistency, integrity, and deep industry knowledge allows clients to strengthen their compliance infrastructure, reduce operational risk, and focus on achieving their business goals.

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