Dziura Compliance Consulting (DCC) is a trusted partner to registered investment advisers, wealth managers, private equity and hedge fund managers, and registered investment companies seeking a more thoughtful, strategic approach to compliance. We combine deep regulatory expertise with hands-on industry experience to deliver smart, tailored solutions aligned with the Securities Act of 1933, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and evolving SEC expectations. Whether supporting advisors, sub-advisors, boards, or service providers, our goal is consistent: strengthen your compliance foundation through effective controls, practical guidance, and a program built to meet - and exceed - regulatory standards.

What sets DCC apart is our commitment to becoming more than an outside consultant - we become an extension of your team. We take the time to understand your firm’s structure, culture, and objectives, and then design solutions that meet you exactly where you are. From ongoing compliance support and policy development to outsourced CCO services, mock SEC exams, Form ADV filings, and comprehensive program build-outs, we deliver the expertise and execution needed to help your organization operate confidently in a constantly evolving regulatory environment. With DCC, you gain a strategic compliance partner focused on reducing complexity, enhancing regulatory readiness, and empowering you to focus on what you do best: serving clients and growing your business.