State Harbor Advisors is a boutique regulatory consulting firm built to help investment advisers navigate the ever changing compliance landscape by developing practical compliance programs tailored to each client. Their philosophy is simple: regulatory requirements should support the business, not hinder it. With more than three decades of industry experience involving SEC, NFA, FINRA, and state regulations, State Harbor partners with firms to ensure their operating compliance programs accurately reflect the scale, scope, and character of their business. They work with SEC-registered and state-registered advisers, Exempt Reporting Advisers, CTAs and CPOs covering a wide range of investment strategies. State Harbor is also known for its expertise with crypto and digital asset firms, providing guidance that aligns innovative strategies with evolving oversight.

State Harbor’s approach is fully integrated and high-touch. They offer comprehensive services including customized policies and procedures, annual program reviews, marketing material reviews, compliance testing, cybersecurity support, regulatory filings, registration services, examination support, electronic communication surveillance, and compliance training. With flat-fee project work and straightforward retainers, clients receive unlimited access to their team without hidden or hourly charges. State Harbor acts as an extension of each firm’s staff, providing practical, business-focused solutions that strengthen regulatory footing and allow advisers to stay focused on managing portfolios and serving clients.